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MENTAL ILLNESS: BRAIN DISEASE OR GUT DISEASE? Dr Whitley, Psychology Today

Published: 10 July 2019

Almost 30 years ago, the U.S聽National Institute of Health declared the 1990s "the decade of the brain."聽Since then, considerable funding has been devoted to聽psychiatric聽research exploring various aspects of brain science.

Some scholars have argued that this was a nodal point in the history of psychiatry, marking a reorientation聽from a biopsychosocial model to a "bio-bio-bio model,"聽which remains dominant today. This emphasizes three factors:聽neuroscience, psychiatric聽genetics聽and聽psychopharmacology.

This led to groundbreaking聽new knowledge聽in areas such as neuroplasticity, brain architecture and molecular genetics. That said, subsequent research offered inconclusive evidence for popular hypotheses regarding the "chemical imbalance"聽theory of mental illness.

For example, "the dopamine hypothesis"聽of聽schizophrenia聽and "the serotonin hypothesis"聽of聽depression聽remain unproven, and there are still no validated diagnostic biomarkers for any mental illness.

This led the respected psychiatrist聽Dr. Ron Pies聽to caustically聽declare聽that "The legend of the 'chemical imbalance'聽should be consigned to the dustbin of ill-informed and malicious caricatures."

Beyond the Brain

Given this situation, some mental health researchers have refocused their activity beyond the brain to examine an unlikely organ: the gut. This was prompted, in part, by epidemiological research indicating a high degree of co-morbidity between gastrointestinal illnesses and mental illnesses.

For example, both聽irritable bowel syndrome聽and聽ulcerative colitis聽are highly co-morbid with major depression. This raises the possibility of a common factor affecting both聽gut and brain health.

As such, there is a growing research interest in "the gut-brain axis"聽and gut microbiota in particular, and their possible causal role in mental illnesses.

The Gut-Brain Axis

The human gut is extremely rich in a diversity of bacteria and other microorganisms, known collectively as gut microbiota (or gut flora). There is a delicate balance between this diversity of gut microbiota, which have a variety of vital biological functions.

Importantly,聽research聽indicates considerable bi-directional "cross-talk"聽between the gastro-intestinal system and the brain, with both organs influencing the other. This can occur through the nervous system (mainly via the vagus nerve) or through the vascular system.

In other words, brain activity can influence gut activity, and gut activity can influence brain activity, through intense bidirectional cross-talk in this "gut-brain axis" (GBA).

Could this mean that gut activity affects mental health and mental illness?

Gut Microbiota and Mental Illness

Much聽research聽indicates that the distribution of gut microbiota varies between individuals. Interestingly, a small but growing number of studies indicate that people with a range of mental illnesses tend to have different gut microbiota patterns (or "signatures") compared to healthy controls

For example, two聽studies聽published in February this year聽independently聽found that people with schizophrenia had a much lower diversity of gut microbiota compared to healthy controls. Other studies indicate that people with聽depression聽and聽autism spectrum disorder聽also have different patterns of gut microbiota compared to healthy controls.

This is concerning as聽related studies聽indicate that specific gut microbiota play a formative role in the production and regulation of neurotransmitters and metabolites implicated in mental illness. This includes serotonin,聽dopamine聽and gamma-aminobutyric acid (GABA).

Similarly, harmful gut microbiota can produce neuroactive substances than can cross the blood-brain barrier, affecting both聽cognition聽and emotion.

All this聽points towards plausible mechanisms and preliminary evidence for聽an association between gut microbiota signatures and mental health.

What Causes an Unhealthy Gut?

Some聽research聽indicates that both chronic and temporary聽stress聽can affect the distribution of gut bacteria. Likewise, rodent studies聽indicate that聽in utero stress and maternal separation can upset the equilibrium of gut microbiota with a knock-on effect on mental health.

Other聽studies聽indicate that exposure to maternal microbiota is important to the development of a healthy and diverse gut in offspring. This can be achieved through vaginal聽birth, skin contact and breast-feeding.

Interestingly, one 2019聽study聽introduced fecal microbial transplants from people with schizophrenia into sterile germ-free mice, finding that these mice subsequently "displayed schizophrenia relevant behaviours."

Likewise, another聽study聽indicated that administering probiotics to rodents with depression-like traits can diminish these traits, restoring the rodents to baseline behaviours. All this聽suggests that external manipulation of gut microbiota has the potential for new mental health treatments.

Diagnosis and Treatment

The emerging corpus of research on the gut-brain axis has produced exciting new knowledge about the possible etiology of mental illness. Moreover, this line of research contains much promise and potential for both diagnosis and treatment.

Understanding the relationship between specific gut microbial signatures and specific mental illnesses could aid in the ongoing quest for diagnostic biomarkers. Additionally, ongoing findings could have implications for targeted treatment and personalized therapies.

For example, probiotics can provide healthy gut bacteria, while antibiotics can destroy harmful gut bacteria. Likewise, fecal microbial transplants could be used to聽transfer healthy and diverse聽gut bacteria to those lacking. Some have begun to speculate that these could聽be used to treat mental illness.

A Note of Caution

It should be noted that most studies on mental illness and the gut-brain axis have been on rodents, and University of California expert Clair Martin and colleagues rightly聽state聽that "evidence for causality remains sparse."

Indeed, there is an absence of double-blind randomized longitudinal studies examining the impact of probiotics, antibiotics, or fecal microbial transplants on recovery from mental illness. Likewise, the problem of reverse causation has not been adequately addressed.

For example, lifestyle factors associated with mental illness (e.g. poor聽diet) and medication side-effects could cause a disturbance and disequilibrium in the gut microbiota. In other words, variations in the distribution of microbiota could be a consequence, rather than cause, of mental illness.

Conclusion

As such, it is too early to state that mental illnesses are "gut diseases," and we should be wary of replacing simplistic notions of "chemical imbalance"聽with equally simplistic notions of "gut imbalance."聽

That said, this line of research does hold promise and potential, and the upcoming 2020s may very well be the "decade of the gut"聽when it comes to breakthroughs in psychiatric diagnosis and treatment. Only time will tell.

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